-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VX7zUIu5oAyGYGb4yo3CMlClSkEOaaZJTvLZDsW+eI0gE+7pS2rHDcIgBJ5sJbIp A4yhQ3BVXiO9cMgMCcvouA== 0001011438-02-000145.txt : 20020414 0001011438-02-000145.hdr.sgml : 20020414 ACCESSION NUMBER: 0001011438-02-000145 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BRILLIANT DIGITAL ENTERTAINMENT INC CENTRAL INDEX KEY: 0001022844 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 954592204 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48929 FILM NUMBER: 02548444 BUSINESS ADDRESS: STREET 1: 6355 TOPANGA CANYON BLVD SUITE 120 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 BUSINESS PHONE: 8186151500 MAIL ADDRESS: STREET 1: 6355 TOPANGA CANYON BLVD STE 120 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DYNE MARK CENTRAL INDEX KEY: 0001032224 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O BRILLIANT DIGITAL ENTERTAINMENT, INC STREET 2: 6355 TOPANGA CANYON BLVD SUITE 513 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 BUSINESS PHONE: 8183463653 MAIL ADDRESS: STREET 1: C/O BRILLIANT DIGITAL ENTERTAINMENT INC STREET 2: 6355 TOPANGA CANYON BLVD, SUITE 513 CITY: LOS WOODLAND HILLS STATE: CA ZIP: 91367 SC 13G/A 1 formsc13g-a_mdyne.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13D-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(B), (C), AND (D) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(B) (AMENDMENT NO. 4)1 BRILLIANT DIGITAL ENTERTAINMENT, INC. - ------------------------------------------------------------------------------- (NAME OF ISSUER) COMMON STOCK, $.001 PAR VALUE - ------------------------------------------------------------------------------- (TITLE CLASS OF SECURITIES) 109502 10 4 - ------------------------------------------------------------------------------- (CUSIP NUMBER) DECEMBER 31, 2001 - ------------------------------------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) - ---------------------- 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior coverage page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages CUSIP No. 109502 10 4 13G Page 2 of 5 Pages _______________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) MARK DYNE _______________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] _______________________________________________________________________________ 3. SEC USE ONLY _______________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION REPUBLIC OF SOUTH AFRICA _______________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 3,822,249 (1) ________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 1,305,013 ________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 3,822,249 (1) ________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 1,305,013 _______________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,127,262 _______________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] _______________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 26% _______________________________________________________________________________ 12. TYPE OF REPORTING PERSON* IN _______________________________________________________________________________ (1) Includes (a) 1,126,444 shares of common stock of Brilliant Digital Entertainment, Inc. (the "Common Stock") issuable upon the conversion of Secured Convertible Promissory Notes at a conversion price that is the lesser of (i) $0.20 or (ii) the volume weighted average price of a share of Common Stock on the American Stock Exchange or any exchange on which the Common Stock is then traded over any five (5) consecutive trading days commencing on December 14, 2001 and terminating on November 11, 2002 and the interest thereon. A conversion price of $0.20 per share of Common Stock was used in calculating this number; and (b) 1,903,556 shares of Common Stock issuable upon the exercise of Common Stock Warrants (Right to Buy) at an exercise price that is is 112.5% of the lesser of (i) $0.20 or (ii) the volume weighted average price of a share of Common Stock on the American Stock Exchange or any exchange on which the Common Stock is then traded over any five (5) consecutive trading days commencing on December 14, 2001 and terminating on November 11, 2002. An exercise price of $0.20 was used in calculating this number. Page 2 of 5 Pages CUSIP No. 109502 10 4 13G Page 3 of 5 Pages _______________________________________________________________________________ ITEM 1(A). NAME OF ISSUER: Brilliant Digital Entertainment, Inc. ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 6355 Topanga Canyon Boulevard, Suite 120 Woodland Hills, California 91367 ITEM 2(A). NAME OF PERSON FILING: Mark Dyne ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: Mark Dyne 21900 Burbank Blvd., Suite 270 Woodland Hills, California 91367 ITEM 2(C). CITIZENSHIP: Republic of South Africa ITEM 2(D). TITLE OF CLASS OF SECURITIES: Common Stock, par value $0.001 per share ITEM 2(E). CUSIP NUMBER: 109502 10 4 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: Not Applicable (a) [ ] Broker or Dealer registered under Section 15 of the Exchange Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Exchange Act. (d) [ ] Investment Company registered under Section 8 of the Investment Company Act. (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). (f) [ ] An employee benefit plan or endowment fund in accordance with 13d-(b)(1)(ii)(F). (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G). (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. Page 3 of 5 Pages (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. [ ] ITEM 4. OWNERSHIP. Included in rows 5 through 9 and 11 on page 2. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. An individual has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, 675,000 of the shares beneficially owned by the reporting person. An individual has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, 315,006 of the shares beneficially owned by the reporting person. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10. CERTIFICATIONS. Not Applicable Page 4 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. MARK DYNE FEBRUARY 14, 2002 ---------------------------------------- (Date) /S/ MARK DYNE ---------------------------------------- (Signature) Mark Dyne, Chairman of the Board of Directors ---------------------------------------- (Name/Title) Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----